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Insurance Brokers – Client money audit

John Heeney – Partner

01724 842713

We act for 10 FCA regulated insurance brokers providing specialist audit, accounts and taxations services.

We particularly specialise in the client money audit of insurance brokers and providing assurance over the systems and controls in place to handle client money.

The CASS 5 rules are prescriptive in their consideration of how client money is handled, so ensure you and your auditors are fully aware of them.

The FCA are continuing to impose more compliance and regulation on the insurance broking sector. It is vital that your auditors are specialists in this field. You need to consider whether they carry out client money audits for other businesses...or is yours the only one they deal with?

If you would like some help with client money audits, please contact John Heeney.

Require more information?

If you would like more information or would like to speak to us direct then call us on 01724 842713. Or if you would prefer, ask us a question online.

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